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News: An investor for chief of SEC?
607 days ago - People - Financial News Online
The question is what the Securities and Exchange Commission wants to be and how the new boss will shape that vision
News: Urban AG Corp Announces Results of Operation for Three Quarters and Six & Nine Month Periods for 2012, and Audited Results for Years End December 31, 2011 and 2010
608 days ago - PR Newswire: Earnings
NORTH ANDOVER, Mass., Dec. 21, 2012 /PRNewswire/ -- Urban AG Corp/ (AQUM.PK) (the "Company") announced today that the Company has brought its filings with the Securi...
News: Will crowdfunders stick to local investments?
608 days ago - Business News, Financial News, Business Headlines & Analysis - The Washington Post
As the Securities and Exchange Commission nears its deadline for handing down crowdfunding regulations — in which large groups of small investors buy stakes in start-ups —...
News: Hedge Fund News: Israel Englander, David Einhorn, Apple Inc. (AAPL) Alerts - "David Einhorn" hedge fund
608 days ago - Google Alerts - "David Einhorn" hedge fund
MILLENNIUM MANAGEMENT An SEC survivor: Hedge fund thrives after civil charges, as SAC faces heat (NYPost) Imagine that a multibillion-dollar hedge fund is accused of fraud and...
Blog: AMB :- SEC Charges Connecticut adviser for "skin in the game" misstatements about CDOs
Opalesque 611 days ago
Bailey McCann, Opalesque New York: The Securities and Exchange Commission (SEC) today charged a Connecticut-based investment adviser with falsely stating to clients that it wa...
News: Kathleen Griffin Named CCO at SEC
612 days ago - Waters News
The US Securities and Exchange Commission has named Kathleen Griffin the regulator’s first-ever chief compliance officer. ...
News: NY Hedge Funds to Pay SEC $44M
613 days ago - HedgeFundnet: Recent News & Articles
Two hedge funds along with their founder have agreed to settle a Securities and Exchange Commission lawsuit charging them in insider trading schemes involving Chinese bank sto...
News: One-Sixteenth* Of A Dollar For Your Thoughts
615 days ago - Dealbreaker
Trading stocks in pennies may be easy and efficient, but boy is it dull. So your friends at the Securities and Exchange Commission are batting around some ideas to spice thin...
News: Guy Who Ripped Off, Lied To Kim Kardashian’s 72 Day Husband Pleads Guilty
Remember Andrey Hicks? To recap, he’s the guy who was arrested last year (trying to make a run for Switzerland) and had his assets frozen by the Securities and Exchange ...
News: JPMorgan Pressed by SEC on Prop Trading Before Whale Loss
616 days ago - IEHI Feed: The Hedge Fund Implode-o-Meter
The Securities and Exchange Commission asked Chief Financial Officer Douglas Braunstein to provide information about the bank's so-called principal transactions revenue and p...
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