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Something far more frightening than Zombie Bankers

October 31, 2011 by skinnercm   Comments (0)

It’s 31st October and you know what that means?

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Flash-Crash Lipstick: Implementing SEC Rule 15c3-5

October 31, 2011 by mikeohara   Comments (0)

Boston, October 13, 2011 – A new report from Aite Group examines U.S. market preparedness for the implementation of the U.S. Securities and Exchange Commission’s Rule 15c3-5, also known as the “market-access rule.” Based on Aite Group conversations with pre-trade risk vendors, broker-dealers, and the SEC, the report outlines the benefits and shortcomings of the rule and assesses the true cost of compliance.

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Things worth reading: 31st October 2011

October 31, 2011 by skinnercm   Comments (0)

Things we're reading today include ...

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